Inside soviet military intelligence Page 2

  In the spring of 1918, besides the agent, aerial and other types of intelligence services, the diversionary intelligence service came into being. These diversionary detachments reported to the intelligence chiefs of fronts, armies, corps and sometimes divisions, and were called the 'cavalry of special assignments'. Formed from the best cavalrymen in the Army, they dressed in the uniform of the enemy and were used to carry out deep raids in the enemy's rear, to take prisoners - especially staff officers - to collect information on enemy positions and activities and to undermine and sometimes physically destroy the enemy's command structure. The number of these diversionary units and their numerical strength constantly increased. In 1920, on the Polish Front, on the staff of the Soviet forces, there was a separate cavalry brigade for 'special assignments' with a strength of more than two thousand cavalrymen, and this was on top of several regiments and separate squadrons. All these units were dressed in Polish uniform. Much later these diversionary units received the name Spetsnaz, now given to all special forces of the GRU.

  From its inception, military intelligence suffered the greatest Possible antagonism from the Tchekists. The Tcheka had its own central agent network and an agent network in local areas. The Tchekists jealously guarded their right to have secret agents and could not resign themselves to the idea that anyone else was operating similar secret networks. The Tcheka also had units of 'special assignments' which carried out raids, not in the enemy's rear, but in its own rear, destroying those who were dissatisfied with the communist order.

  During the civil war the Tcheka strove to unite all special assignment units under its own control. Several cases are recorded of the Tchekists trying to take over organs of military intelligence. One such attempt occurred on 10 July 1918 when the Tcheka shot the whole staff of the Eastern Front intelligence department, which had been in existence for only twenty-seven days, together with the entire staff of the front and the commander himself, M. A. Muravev, who had been trying to intervene in favour of his intelligence department. The whole of the agent system of military intelligence passed into the control of the Tchekists, but this brought the front to the very edge of catastrophe. The new commander, I. I. Vatsetis, and his chief of staff had no intelligence service of their own, and were unable to ask for the necessary information. They could only request information in a very tactful way, being well aware of the Tcheka's attitude to those it disliked. (As regards Vatsetis the Tchekists did indeed shoot him, but much later.)

  Naturally while the agent network was under the control of the Tcheka, its own work was given priority, and any tasks set it by the Army Command were given very low priority. This of course brought the forces very near to complete defeat. If the army intelligence service is separated from the army staff, then the brain becomes nothing more than the brain of a blind and deaf man. Even if the blind man receives essential information from one source or another, his reaction will still be slow and his movements imprecise. The leader of the Red Army, Trotsky, placed an ultimatum before Lenin: either give me an independent military intelligence service or let Dzerzhinsky lead the Army with his Tchekists.

  Lenin knew what the Tcheka was capable of but he also knew that its capabilities were extremely one-sided. He therefore ordered Dzerzhinsky not to interfere in matters of military intelligence. In spite of this, the Tcheka's attempts to swallow up military intelligence went on, and these efforts still continue on a reduced scale up to the present day.

  Towards the end of 1918 the organisation of military intelligence from regimental staff level up to the level of front staff had been virtually completed. There remained only one staff which as deprived of its own intelligence service of the Republic, the staff of the Red Army (at that time called the Field Staff, later the General Staff). For this reason the general staff remained blind and deaf, obtaining information indispensable to its work at secondor third-hand. In addition to this, the absence of a superior intelligence organ meant a complete lack of co-ordination of the front intelligence services. Military intelligence had acquired a pyramid structure, but the top of the pyramid was missing. The Chief of the Army and in charge of all military production, Leon Trotsky several times approached Lenin with the demand that he should create such a superior military intelligence organ. Understanding the necessity for the creation of such an organ, but realising that this would inevitably mean a strengthening of the position of Trotsky, Lenin prevaricated and repeatedly refused Trotsky's suggestion. At the beginning of autumn, the position of the communists worsened sharply. Production, fuel and political crises became more acute. Armed uprisings were taking place against the communists. There was an attempt on the life of Lenin himself. In order to save the regime the communists decided on a desperate measure. In each town and village they would take hostages and, in the case of the slightest manifestation of discontent among the inhabitants, these hostages would be shot. The Soviet state was saved, by mass executions. Then another problem arose. The Tcheka, released from its restraints and drunk with blood, got out of control. In Tver and Torzhok the Tchekists, together with the hostages, destroyed communist leaders who displeased them. One threat to the stability of the state had been replaced by another, far worse. Lenin, not yet completely recovered, immediately resumed day-to-day leadership. Without restricting the terror, he took a number of steps to control it. The most important of his decisions were, firstly, to give to the People's Commissariats (i.e. the ministries), the provincial and town committees the right to take part in court cases against arrested communists. A communist would be declared not guilty if two members of the Party Committee testified in his favour. Secondly, Lenin directed his attention to the annulment of the Tcheka's monopoly of secret activity. He finally accepted Trotsky's proposal and on 21 October 1918 signed a decree, creating a superior organ of Soviet military intelligence which was to be called the Registrational Directorate of the Field Staff of the Republic.

  The newly created directorate did not increase or decrease the importance of the front and army intelligence services, it merely co-ordinated them. But at this time the directorate began the creation of a new network of agents which could be active in countries all over the world, including those where the front networks already had active agents. The organisation created in 1918 has, in principle, survived to the present day. Certainly the founding rules are fully applicable to our own time. These are, firstly, that each military staff must have its own independent intelligence set-up. Secondly, the intelligence set-up of subordinate staffs is to be fully under the command of the intelligence of superior formations. Thirdly, the agent network must be part of the composition of the general staff intelligence network and part of the composition of the front and fleet intelligence services. (In peace-time this means military districts and groups of forces.) Fourthly, diversionary intelligence is subsidiary to agent intelligence. It must be found on front or fleet level, military districts and groups of forces and also at the level of armies and flotillas. And, fifthly and most importantly, military intelligence must be quite separate from the organs of enforcement and their intelligence services. Since 1918, each one of these rules has been broken at least once, if not more often, but invariably the mistake has been summarily corrected.

  The creation of the GRU [The GRU, like the KGB, has been through several name changes in its history; at this time it was called 'Registraupr', later 'Razvedupr'. For our present purposes the name GRU will be used consistently.] was not only an act of self-preservation on Lenin's part from the ravages of the Tcheka, but also a concession to Trotsky. Having entrusted this weapon to Trotsky and the Army, Lenin was careful to equip it with a safety device by the name of Simon Ivanovich Aralov, who came from the V. Tcheka. On becoming chief of the registrational directorate, Aralov formally remained a member of the collegium of the Tcheka. This step was taken in the interests of subterfuge, and even up to the present day has confused many researchers. Remaining formally within the Tcheka, Aralov, from the first day of his work in military
intelligence, had to become a rival and consequently enemy of the Tchekists. This had entered into Lenin's calculations; he had not been slow to see that it would be impossible for Aralov to avoid daily skirmishes with the Tchekists on the most mundane questions, and that this would inevitably lead to a confrontation which would preclude any possibility of Aralov being exploited as a trusted Tchekist. But this was not all. In the case of any agreement with the Army, not one of the Army's chiefs would dare to trust Aralov. The GRU would be a part of the Army but the Army would not be able to make use of the GRU in the struggle against the Party and the Tcheka.

  Lenin's calculations proved themselves sound remarkably quickly. In the spring of 1919 the reinforced army under Trotsky's leadership openly came out against the Party's meddling in the affairs of the Army. A united group of Army delegates, the so-called 'Military Opposition', at the eighth congress of the Party in March 1919, demanded de facto independence of the Army from Party influences. At that time it was still permitted to express personal opinions at party conferences, and more than 100 delegates out of 269 declared themselves in favour of the military programme. There were widespread abstentions and the Party and the Tcheka found themselves in a minority at their own conference.

  Only a few votes were necessary to secure the complete and legal victory of the Army, but at this point the delegates from the military intelligence service, knowing the heavy hand of Aralov, maintained an icy silence and strict neutrality. Then at the most dramatic moment of the session Aralov spoke critically of the military opposition, after which the delegates of the military intelligence service with one voice supported the Party. The number of supporters of the military opposition shrank to ninety-five, a clear defeat. The session closed with a victory for the Party. The military opposition crumbled and many of its members never again took any action against the Party. The Army had learnt a lesson. In the struggle against the Party, never count on the support of the military intelligence service. Emboldened by victory, the Tcheka renewed its penetration of the Army. Many unrepentant members of the military opposition were arrested and shot. The humiliation of the Army inevitably affected military intelligence too, and on 13 May 1919 the Tchekists executed members of the staff of military intelligence in the 7th Army who had displeased them. Military intelligence naturally objected sharply to the Tcheka's taking the law into its own hands, and from that time on it was its sworn enemy. Lenin was delighted. Military intelligence henceforth was an inseparable part of the Army, but its chief was the personal enemy of both the Army and the Tcheka. Another unwritten rule was established in the organisation of the GRU, too, which was that the chief of the GRU must be appointed only from among the senior officials of the Tcheka secret police (historically known as the V. Tcheka, GPU, OGPU, NKVD, NKGB, MGB, MVD and KGB and unofficially as 'the Organs'). This rule has also been broken several times, but the Party has always been able to correct its mistake in time.

  The agent network of the GRU was reinforced at almost lightning speed. There are several reasons for this. Firstly, inside Russia after the Revolution, in her central provinces alone, there were more than four million foreigners: Germans, Austrians, Hungarians, Poles, Slovaks, Czechs, Koreans, Bulgars, Serbs, Croats and others. Most of them were former prisoners of war. More than three hundred thousand of them voluntarily enlisted in the Red Army. There was no need to recruit such people. The overwhelming majority of them were convinced, fanatical communists. Military intelligence simply sent them off to their own countries as GRU agents. Secondly, after the Revolution Moscow became the Mecca of communism, and after the foundation of the Comintern, communists from all countries flocked to Moscow. The Comintern openly declared as its aim the destruction of capitalism, and in this manifesto it was helped from all sides, the Tcheka and the GRU in particular developing their espionage activities. On the orders of the Comintern [The Communist International, grouping together the communist parties of the world and declaring itself as 'the headquarters of the worldwide communist revolution'.], thousands of communists spread into foreign states worldwide under the control of the Soviet intelligence organisations. Some of these, like the German communists Richard Sorge and Karl Ramm, the Finnish communist Otto Kusinien, the Hungarian Sandor Rado, are now well known to history, but thousands more remained unknown, activists labouring strenuously to fulfil the will of Soviet intelligence. Thirdly, after the Revolution millions of emigres appeared from Russia, all over the world. Any Soviet intelligence officer who had undergone the most elementary linguistic training could move about freely from country to country without attracting the slightest suspicion.

  External circumstances favoured communism too. After the First World War the world veered sharply towards communist doctrines. Communist parties were strong and united. In Germany and Hungary there were communist revolutions. The heat of the conflagration was felt in Spain, France and China. Soviet intelligence skilfully exploited the situation which was unfolding. The First World War also left behind a legacy of despair - the world had given way and there were many people who had lost their hopes and ideals. Embittered and depressed, their recruitment presented no difficulty whatsoever. In one of the early GRU instruction manuals there is the following advice: 'If you need a facilities agent (a radio operator, owner of a safe house or transmission point) find a tall handsome man who has lost a leg or an arm in the war.'

  One last, but by no means negligible factor, is that Russia has always possessed too much gold. After the Revolution, mountains of gold from millions of people killed in the torture chambers of Soviet power were added to the State Treasury. In addition to this, communists plundered churches all over Russia which from ancient times had been famous for their wealth. Great profit was harvested from the domes of the richest cathedrals, for these were roofed with solid gold. In looting the churches, the communists said, 'For the needs of the world revolution.' What they meant was, 'For the needs of espionage.'

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  There were many elementary errors and failures in the work of these early field officers who had no experience whatsoever. For example, the counter-intelligence officers of Lithuania, Latvia and Estonia, which at the time were independent states, simply told any suspicious person who claimed to be a fugitive Russian officer, or engineer or doctor, to tie a necktie. In 1920, by this method alone, more than forty GRU agents were unmasked in these three small countries. The GRU was unperturbed by these failures, however, its philosophy being that if it could not have quality it would go for quantity. It was an astute calculation. If one agent in a hundred sent abroad showed himself to be talented, and his natural talent made up for his lack of education, then that was enough. Nobody was worried about the agents who were discovered. Let them get out of the mess if they could. The Soviet Union will never admit that the people it sends out belong to Soviet intelligence.

  This large-scale attack was highly successful. Out of the thousands of intelligence agents sent abroad, some dozen began to give positive results. The help of communists abroad also began to tell. Gradually quality began to creep into the work of the GRU. One of the first outstanding successes was the creation of the so-called 'Mrachkovski Enterprises' or, as it was officially called in GRU documents, 'the network of commercial undertakings'. Jacob Mrachkovski (his brother was a member of the Central Committee) was sent to Germany where he organised a small shop and then a small factory. Subsequently he bought, in fictitious names, several factories in France, Great Britain, Canada, the United States and finally China. The money put into these undertakings quickly grew and, after several years, the Mrachovski undertakings began to show profits of tens of millions of pounds. The money earned was used by the GRU as its chief source of 'clean' money, that is, money which had never been on Soviet territory and consequently could be used for agents' operations. In addition to obtaining money the Mrachkovski undertakings were widely used for the legalisation of newly posted intelligence officers who by now were beginning to be better trained. Journeying from countr
y to country, they found help and support from the Mrachkovski network. They got themselves jobs and after some months received the most laudatory references and went off into other countries where the same thing took place. This went on until the agent was able to stand on his own two feet. The security of the network was so tight that no undertaking ever suspected the existence of another. Mrachkovski himself travelled all over the world, buying up new enterprises, installing one or two of his own people and obtaining perfectly legal and highly lucrative licences and patents.

  Relations with the Tchekists were gradually stretched to their limit. The Party was striving to inflame the hostility between the GRU and the Organs of State. Lenin made a great success of this, as did his successors. The next conflict broke out in the spring of 1920. Both Lenin and Trotsky considered themselves outstanding thinkers, theoreticians and practical men; men of deep knowledge as regards military affairs and international relations. Naturally neither one nor the other took any notice of evaluated intelligence. They both demanded that the intelligence material should be laid before them 'grey' and unevaluated: they would then draw their own conclusions and analyse the material on the basis of Marxist doctrine. But Marxism had very precisely and categorically foretold that there would be a world war in Europe which would be the last war of mankind. The imperialist war would develop into a worldwide revolution, after which a golden age would begin. Yet the war had finished two years before and no worldwide revolution had happened. Intelligence reported that there were no signs of this revolution coming about, so both Lenin and Trotsky were either compelled to admit that Marxism was wrong or to take measures to bring the revolution about. They decided to trigger off a revolution in Europe, starting with Poland. Intelligence assessments were ignored, and naturally the adventure ended in complete failure. Both the organisers immediately started to hunt for a scapegoat. The only possible explanation for the scandal was that the intelligence service had done its work badly. Lenin announced to the rank and file of the Party, 'We have suffered this defeat as a result of the negligence of the intelligence service.' But the GRU was a completely unknown entity, even to some of the highest representatives of the Soviet bureaucracy, and much more so to the rank-and-file Party members. All eyes turned towards the Tchekists. Their unpopularity among the people, even before this, was evident. After Lenin's announcement their authority finally fell. Dzerzhinsky caused a scandal in the Kremlin and demanded explanations from the Politburo. In order to calm the Tchekists and to support his own version of the story, Lenin permitted the Tchekists to purge the GRU. The first bloody purge took place in November 1920. On Lenin's orders hundreds of intelligence officers who had allegedly failed to evaluate the situation correctly were shot.